Regulations on Patent Commissioning
(Promulgated on March 4, 1991)
TABLE OF CONTENTS
CHAPTER 1 General Principles
Article 1
With a view to guaranteeing the legitimate rights of patent agencies
and consignors and ensuring the normal working of patent commissioning
services, these Regulations hereof are formulated.
Article 2
Patent commissioning stated here denotes patent application or the handling
of other patent- related affairs by patent agencies on behalf of their
consignors and within their authorized powers.
CHAPTER 2 Patent Agencies
Article 3
Patent agencies stated here denote service organs that apply for patents
or handle other patent- related affairs on behalf of their consignors
and within their authorized powers.
Patent agencies include:
(1) those that handle foreign patent-related affairs
(2) those that handle domestic patent-related affairs
(3) law firms that handle domestic patent-related affairs
Article 4
Establishment of a patent agency shall require the following conditions:
(1) having a name, articles of association and fixed work place of its
own
(2) having necessary capital and work installations
(3) being financially independent and able to meet civil liabilities independently
(4) employing three or more special staff members qualified as patent
agents and a proportionate number of likewise qualified spare-time working
staff as stipulated by the China Administration of Patents (CAP)
Law firms engaged in patent commissioning must have special staff for
the business stated in item (4) of the previous paragraph.
Article 5
To apply for the establishment of a patent agency at a patent administration,
the following documents must be presented:
(1) a letter of application with the name, office space and responsible
person's name stated
(2) the articles of association of the patent agency
(3) the names of patent agents and their certificates of qualification
(4) written proof of the amount of capital and installations of the patent
of the agency
Article 6
Patent agencies applying for the handling of domestic patent-related
affairs or law firms applying for the same must have the consent of their
governing authorities and their applications must be examined by patent
administrations of provinces, autonomous regions or municipalities directly
under the Central Government; in the absence of governing authorities,
they may be directly examined by the later. Upon agreement, the examining
authorities shall report the applications to CAP for approval.
Patent agencies applying to handle foreign-related patent affairs must
go through procedures as stipulated in the Patent Law of the People's
Republic of China. Such agencies, upon approval by CAP, can handle domestic
patent affairs.
Article 7
Patent agencies, as of the date of approval, can start handling patent-commissioning
business in accordance with law, enjoy civil rights and meet civil liabilities.
Article 8
Patent agencies shall deal with the following businesses:
(1) providing patent-related consulting agencies
(2) writing on commission patent application documents and handling re-examination
and other related affairs
(3) raising disagreement, asking for the announcement of a patent right
cancellation and other related affairs
(4) handling the right of patent application, the transfer of patent right
and patent permission and other related affairs
(5) appointing patent agents to serve as patent advisors upon invitation
(6) other related matters
Article 9
When patent agencies accept consignments and handle business, they shall
have a consignor's letter of commitment clearly stating commissioned items
and powers.
If needed, a patent agency may designate a certain patent agent appointed
by the consignor to handle the business.
Patent agencies may charge commissions in accordance with relevant regulations
of the State.
Article 10
After accepting a commission, a patent agency shall not accept the commission
of rival consignors concerning patents with the same content.
Article 11
Patent agencies shall employ as patent agent's persons with "Patent
Agent Qualification Certificate". The latter shall go through necessary
procedures, be given "Patent Agent Work Permit" by the former,
and register at CAP.
Beginners shall not be issued "Patent Agent Work Permit" until
after a full year of apprenticeship.
When patent agencies discharge their patent agents, they shall recover
in time the latter's "Patent Agent Working Permit" and report
such discharge to CAP.
Article 12
When patent agencies change their names, addresses and responsible persons,
they shall report to CAP of such changes, which become effective only
after approval by the latter.
When a patent agency goes out of business, it shall, after appropriately
handling all unsettled affairs, report to the authorities that endorsed
its opening and the latter shall be responsible for going through all
necessary procedures as CAP.
Article 13
If an approved patent agency no longer meets the conditions stated in
Article 4 of these Regulations hereof due to a change of circumstances
and will not be able to meet such conditions within 1 year, the autorities
that endorsed its opening should propose to CAP that it be canceled as
a patent agency.
CHAPTER 3 Patent Agents
Article 14
Patent agents that these Regulations hereof stated denote bearers of
"Patent Agent Qualification Certificate" and of "Patent
Agent Working Permit".
Article 15
Chinese citizens who support Constitution as the People's Republic of
China and meet the following conditions may apply to be patent agents:
(1) over the age of 18 with full capacity for civil behaviors
(2) graduates of college departments of sciences (or with equivalent education)
in command of one foreign language
(3) well-versed in the Patent Law and related legal knowledge
(4) scientists or lawyers with upwards of 2 years of work experience
Article 16
Persons who apply to be patent agents will obtain CAP "Patent Agent
Qualification Certificate" after a panel of examination judges deem
him or her qualified.
The panel of judges is composed of persons from CAP, State Council department
and organizations of patent agents.
Article 17
Patent agents shall handle only patent commissioning services assigned
by their patent agencies and shall not accept such services on their own.
Article 18
Patent agents shall handle patent commissioning services in two or more
patent agencies simultaneously.
Before quitting their jobs at patent agencies, patent agents must appropriately
conclude unsettled commissioned cases.
Article 19
In case bearers of "Patent Agent Qualification Certificate"
fail to engage in patent commissioning business or patent-releted management
for 5 years, their "Patent Agent Qualification Certificates"
are automatically rendered ineffective.
Article 20
Patent agents in the course of doing their professional work or within
1 year of their quitting their profession must not apply for patents.
Article 21
Patent agents lawfully handling patent commissions shall be protected
by State laws and their work shall not be interfered with by any unit
or individual.
Article 22
State organ staff is forbidden to work at patent agencies and engage
in patent commissioning service in their spare-time.
Article 23
Patent agents have the responsibility to keep the inventions they get
to know in the course of their rendering commission service's unless relevant
patent application have been made public.
CHAPTER 4 Punishment
Article 24
For one of the following offenses, the governing authorities or patent
administrations of the provinces, autonomous regions or municipalities
directly under the Central Government may serve a warning to the offending
patent agency; in cases of serious offense, CAP may punish it by ordering
its close:
(1) concealing facts in application
(2) changing major registration items by itself
(3) accepting and handling patent commission services unauthorizedly or
beyond the approved business scope
(4) other illegal activities
Article 25
For one of the following offenses on the part of patent agents, relevant
patent agencies may criticize the offenders if the cases are not serious;
in cases of serious offenses, patent agencies may discharge the offenders
and revoke their "Patent Agent Work Permit"; relevant patent
administrations of the provinces, autonomous regions or municipalities
directly under the Central Government may serve each offender a warning
or CAP may revoke his or her "Patent Agent Qualification Certificate":
(1) failing to fulfill his or her duties to the detriment of the interests
of the consignors
(2) disclosing or stealing inventions of the consignors
(3) going beyond the powers of commission and causing damages to the interests
of the consignors
(4) charging through accepting and handling patent commission services
without permission
If the commissaries' economic losses has been caused by the behaviors
as stated in the previous paragraph, relevant patent agencies, after making
economic compensations, may charge the patent agent in question according
to a given proportion.
Article 26
If a patent agency ordered to close down as a punishment by CAP and a
patent agent whose "Patent Agent Qualification Certificate"
has been revoked do not agree with the decisions of punishment, they may
appeal to CAP for re-examination; if they still fail to be satisfied with
the CAP decision, they may bring the case to a people's court within 15
days of the receipt of the CAP decision.
CHAPTER 5 Supplementary Articles
Article 27
The right to interpret these Regulations hereof rests with CAP.
Article 28
These Regulations hereof become effective as of April 1, 1991. The Temporary
Regulations on Patent Commissioning endorsed by the State Council on September
4, 1985 and promulgated by CAP on September 12 of the same year is simultaneously
canceled.
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